NEXPOINT CR STRATEGIES FD

CUSIP: 65340G106 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 48,796 Value ($000) $283 Avg Close — Range —
Q2 2015
Shares 75,422 Value ($000) $543 Avg Close — Range —
Q1 2015
Shares 78,733 Value ($000) $601 Avg Close — Range —
Q4 2014
Shares 58,785 Value ($000) $660 Avg Close — Range —
Q3 2014
Shares 64,183 Value ($000) $676 Avg Close — Range —
Q2 2014
Shares 50,119 Value ($000) $605 Avg Close — Range —
Q1 2014
Shares 44,856 Value ($000) $497 Avg Close — Range —
Q4 2013
Shares 52,845 Value ($000) $498 Avg Close — Range —
Q3 2013
Shares 61,693 Value ($000) $481 Avg Close — Range —
Q2 2013
Shares 65,718 Value ($000) $517 Avg Close — Range —