NICHOLAS APPLEGATE

CUSIP: 65370G109 Class: EXCHANGE TRADED

Capital Investment Advisors, LLC's Holding History (CIK: 0001582732)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 103,818 Value ($000) $1,021,569 Avg Close — Range —
Q4 2013
Shares 103,468 Value ($000) $929 Avg Close — Range —