NICHOLAS-APPLEGATE CONVERTIBLE

CUSIP: 65370g109 Class: COM

Oxbow Advisors, LLC's Holding History (CIK: 0001564770)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 37,796 Value ($000) $318 Avg Close — Range —
Q4 2014
Shares 37,083 Value ($000) $330 Avg Close — Range —
Q3 2014
Shares 35,813 Value ($000) $358 Avg Close — Range —
Q2 2014
Shares 35,813 Value ($000) $358 Avg Close — Range —
Q1 2014
Shares 35,240 Value ($000) $347 Avg Close — Range —
Q4 2013
Shares 34,655 Value ($000) $311 Avg Close — Range —
Q3 2013
Shares 34,047 Value ($000) $293 Avg Close — Range —
Q2 2013
Shares 33,641 Value ($000) $284 Avg Close — Range —