NOAH HLDGS LTD

Ticker: NOAH CUSIP: 65487X102 Class: ADR

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 10,532 Value ($000) $497 Avg Close — Range —
Q4 2017
Shares 10,540 Value ($000) $488 Avg Close — Range —
Q3 2017
Shares 8,750 Value ($000) $281 Avg Close — Range —
Q2 2017
Shares 8,645 Value ($000) $248 Avg Close — Range —
Q1 2017
Shares 8,849 Value ($000) $224 Avg Close — Range —
Q4 2016
Shares 10,174 Value ($000) $223 Avg Close — Range —
Q3 2016
Shares 12,001 Value ($000) $313 Avg Close — Range —
Q2 2016
Shares 12,240 Value ($000) $296 Avg Close — Range —
Q1 2016
Shares 13,057 Value ($000) $325 Avg Close — Range —
Q4 2015
Shares 17,758 Value ($000) $496 Avg Close — Range —
Q3 2015
Shares 20,462 Value ($000) $481 Avg Close — Range —
Q2 2015
Shares 26,970 Value ($000) $816 Avg Close — Range —
Q1 2015
Shares 24,864 Value ($000) $582 Avg Close — Range —
Q4 2014
Shares 25,617 Value ($000) $536 Avg Close — Range —
Q3 2014
Shares 27,225 Value ($000) $366 Avg Close — Range —
Q2 2014
Shares 20,691 Value ($000) $293 Avg Close — Range —
Q1 2014
Shares 26,636 Value ($000) $384 Avg Close — Range —
Q4 2013
Shares 29,468 Value ($000) $531 Avg Close — Range —
Q3 2013
Shares 10,493 Value ($000) $179 Avg Close — Range —