NOMURA HLDGS INC

Ticker: NMR CUSIP: 65535H208 Class: ADR

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 990 Value ($000) $4 Avg Close — Range —
Q4 2015
Shares 2,175 Value ($000) $12 Avg Close — Range —
Q3 2015
Shares 2,030 Value ($000) $12 Avg Close — Range —
Q2 2015
Shares 845 Value ($000) $6 Avg Close — Range —