NOMURA HLDGS INC

CUSIP: 65535h208 Class: ADR

Ballentine Partners, LLC's Holding History (CIK: 0001374889)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 671 Value ($000) $4 Avg Close — Range —
Q4 2016
Shares 671 Value ($000) $4 Avg Close — Range —
Q2 2016
Shares 671 Value ($000) $2 Avg Close — Range —
Q1 2016
Shares 13,176 Value ($000) $59 Avg Close — Range —