Nomura America Finance LLC

CUSIP: 655365aa2 Class: cb

Lipe & Dalton's Holding History (CIK: 0001570396)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 2,090,000 Value ($000) $1,642 Avg Close — Range —
Q2 2016
Shares 2,090,000 Value ($000) $1,642 Avg Close — Range —