NORTHEAST UTILS

CUSIP: 664397106 Class: COM

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 300,328 Value ($000) $13,305,000 Avg Close — Range —
Q2 2014
Shares 341,326 Value ($000) $16,134,000 Avg Close — Range —
Q1 2014
Shares 581,576 Value ($000) $26,462,000 Avg Close — Range —
Q4 2013
Shares 318,372 Value ($000) $13,496,000 Avg Close — Range —
Q3 2013
Shares 363,049 Value ($000) $14,976,000 Avg Close — Range —