NORTHEAST UTILS

CUSIP: 664397106 Class: COM

NEW YORK LIFE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001133639)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 3,800 Value ($000) $203 Avg Close — Range —
Q3 2014
Shares 3,800 Value ($000) $168 Avg Close — Range —
Q2 2014
Shares 3,800 Value ($000) $180 Avg Close — Range —