NORTHEAST UTILS

CUSIP: 664397106 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 992,332 Value ($000) $53,109 Avg Close — Range —
Q3 2014
Shares 1,155,048 Value ($000) $51,172 Avg Close — Range —
Q2 2014
Shares 1,220,424 Value ($000) $57,687 Avg Close — Range —
Q1 2014
Shares 909,628 Value ($000) $41,387 Avg Close — Range —
Q4 2013
Shares 676,497 Value ($000) $28,677 Avg Close — Range —
Q3 2013
Shares 510,798 Value ($000) $21,070 Avg Close — Range —
Q2 2013
Shares 625,104 Value ($000) $26,267 Avg Close — Range —