NORTHEAST UTILS

CUSIP: 664397106 Class: COM

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 500 Value ($000) $27 Avg Close — Range —
Q3 2014
Shares 500 Value ($000) $22 Avg Close — Range —
Q2 2014
Shares 500 Value ($000) $24 Avg Close — Range —
Q1 2014
Shares 500 Value ($000) $23 Avg Close — Range —
Q4 2013
Shares 500 Value ($000) $21 Avg Close — Range —
Q3 2013
Shares 683 Value ($000) $28 Avg Close — Range —
Q2 2013
Shares 263 Value ($000) $11 Avg Close — Range —