NORTHEAST UTILS

CUSIP: 664397106 Class: COM

Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P's Holding History (CIK: 0001599852)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 131 Value ($000) $7 Avg Close — Range —
Q2 2014
Shares 131 Value ($000) $6 Avg Close — Range —
Q1 2014
Shares 131 Value ($000) $6 Avg Close — Range —
Q4 2013
Shares 131 Value ($000) $6 Avg Close — Range —