NORTHEAST UTILS

CUSIP: 664397106 Class: COM

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 464 Value ($000) $25 Avg Close — Range —
Q3 2014
Shares 464 Value ($000) $21 Avg Close — Range —
Q2 2014
Shares 464 Value ($000) $22 Avg Close — Range —
Q1 2014
Shares 464 Value ($000) $21 Avg Close — Range —
Q4 2013
Shares 464 Value ($000) $20 Avg Close — Range —