NORTHERN LTS FD TR II

Ticker: ESN CUSIP: 664925708 Class: ESSENTIAL 40 STO

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 191,993 Value ($000) $3,295 Avg Close — Range —
Q3 2025
Shares 197,268 Value ($000) $3,365 Avg Close — Range —
Q2 2025
Shares 42,164 Value ($000) $676 Avg Close — Range —