NORTHERN LTS ETF TR

CUSIP: 66537H105 Class: ARROW DJ GLOBL

SMITH, MOORE & CO.'s Holding History (CIK: 0000200724)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 38,242 Value ($000) $1,080 Avg Close — Range —
Q1 2014
Shares 37,998 Value ($000) $1,026 Avg Close — Range —
Q4 2013
Shares 36,845 Value ($000) $978 Avg Close — Range —