NORTHERN LTS FD TR IV

Ticker: PTL CUSIP: 66537J796 Class: ETF

Cambridge Investment Research Advisors, Inc.'s Holding History (CIK: 0001419186)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 9,738 Value ($000) $2 Avg Close — Range —
Q3 2025
Shares 7,894 Value ($000) $2 Avg Close — Range —
Q2 2025
Shares 15,010 Value ($000) $3 Avg Close — Range —
Q1 2025
Shares 12,768 Value ($000) $3 Avg Close — Range —
Q4 2024
Shares 11,103 Value ($000) $2 Avg Close — Range —
Q3 2024
Shares 3,540 Value ($000) $1 Avg Close — Range —
Q2 2024
Shares 1,588 Value ($000) $0 Avg Close — Range —