SWAN DEFINED RISK FUND

Ticker: SDRIX CUSIP: 66538E606 Class: Domestic Equities

CARRET ASSET MANAGEMENT, LLC's Holding History (CIK: 0000791490)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022
Shares 11,019 Value ($000) $0 Avg Close — Range —
Q3 2022
Shares 11,019 Value ($000) $147 Avg Close — Range —
Q2 2022
Shares 11,019 Value ($000) $153 Avg Close — Range —
Q1 2022
Shares 11,019 Value ($000) $171 Avg Close — Range —
Q4 2021
Shares 11,019 Value ($000) $178 Avg Close — Range —
Q3 2021
Shares 11,019 Value ($000) $167 Avg Close — Range —
Q2 2021
Shares 11,019 Value ($000) $165 Avg Close — Range —
Q1 2021
Shares 11,019 Value ($000) $157 Avg Close — Range —
Q4 2020
Shares 11,019 Value ($000) $151 Avg Close — Range —
Q3 2020
Shares 10,982 Value ($000) $141 Avg Close — Range —
Q2 2020
Shares 10,982 Value ($000) $138 Avg Close — Range —
Q1 2020
Shares 10,982 Value ($000) $125 Avg Close — Range —
Q4 2019
Shares 10,982 Value ($000) $144 Avg Close — Range —
Q3 2019
Shares 10,851 Value ($000) $141 Avg Close — Range —
Q2 2019
Shares 10,851 Value ($000) $140 Avg Close — Range —
Q1 2019
Shares 10,851 Value ($000) $136 Avg Close — Range —
Q4 2018
Shares 10,851 Value ($000) $127 Avg Close — Range —