SWAN DEFINED RISK FUND

Ticker: SDRIX CUSIP: 66538E606 Class: Domestic Equities

Hartford Financial Management Inc.'s Holding History (CIK: 0001352526)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 15,710 Value ($000) $185 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	15,710	$185	—	—