NORTHERN LTS FD TR IV

CUSIP: 66538H385 Class: STERLING CAPITAL

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q3 2025
Shares 4,868 Value ($000) $160 Avg Close — Range —
Q2 2023
Shares 8,000 Value ($000) $206 Avg Close — Range —
Q4 2022
Shares 8,000 Value ($000) $0 Avg Close — Range —
Q3 2022
Shares 8,000 Value ($000) $150 Avg Close — Range —
Q2 2022
Shares 8,000 Value ($000) $158 Avg Close — Range —
Q1 2022
Shares 8,000 Value ($000) $211 Avg Close — Range —