NORTHERN LTS FD TR IV

CUSIP: 66538H666 Class: FRMLAFOLIOS TATL

Allworth Financial LP's Holding History (CIK: 0001555170)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021
Shares 275 Value ($000) $7 Avg Close — Range —
Q4 2020
Shares 234 Value ($000) $6 Avg Close — Range —