NORTHERN LTS FD TR IV

CUSIP: 66538H674 Class: FORMULA FOLIOS

Allworth Financial LP's Holding History (CIK: 0001555170)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 496 Value ($000) $14 Avg Close — Range —
Q3 2017
Shares 496 Value ($000) $13 Avg Close — Range —