NORTHERN LTS FD TR IV

CUSIP: 66538H732 Class: QUTX RSK MNDGW

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 8,475 Value ($000) $240 Avg Close — Range —
Q4 2018
Shares 9,085 Value ($000) $248 Avg Close — Range —
Q3 2018
Shares 18,241 Value ($000) $529 Avg Close — Range —
Q2 2018
Shares 18,460 Value ($000) $525 Avg Close — Range —
Q1 2018
Shares 16,600 Value ($000) $464 Avg Close — Range —
Q4 2017
Shares 14,175 Value ($000) $394 Avg Close — Range —