NORTHERN LIGHTS FD TR

Ticker: DUKZ CUSIP: 66538J282 Class: OCEAN PARK DIVER

Cambridge Investment Research Advisors, Inc.'s Holding History (CIK: 0001419186)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 29,616 Value ($000) $1 Avg Close — Range —
Q3 2025
Shares 31,613 Value ($000) $1 Avg Close — Range —
Q2 2025
Shares 34,731 Value ($000) $1 Avg Close — Range —
Q1 2025
Shares 37,084 Value ($000) $1 Avg Close — Range —
Q4 2024
Shares 33,068 Value ($000) $1 Avg Close — Range —
Q3 2024
Shares 19,582 Value ($000) $1 Avg Close — Range —