NORTHERN STAR INVEST CORP IV

CUSIP: 66575B119 Class: *W EXP 02/25/202

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022
Shares 41,938 Value ($000) $1 Avg Close — Range —
Q3 2022
Shares 57,937 Value ($000) $3 Avg Close — Range —
Q2 2022
Shares 57,937 Value ($000) $11 Avg Close — Range —