NORTHERN TR CORP

Ticker: NTRS CUSIP: 665859104 Class: COM

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021

Shares 2,493 Value ($000) $299 Avg Close $105.01 Range $93.28 - $110.92

Q3 2021

Shares 2,382 Value ($000) $257 Avg Close $98.91 Range $91.25 - $105.90

Q2 2021

Shares 2,503 Value ($000) $290 Avg Close $99.29 Range $88.58 - $106.46

Q3 2020

Shares 2,668 Value ($000) $208 Avg Close $67.99 Range $61.38 - $73.22

Q4 2019

Shares 1,926 Value ($000) $205 Avg Close $84.53 Range $70.73 - $91.70

Q2 2014

Shares 500 Value ($000) $32,105 Avg Close $45.46 Range $42.93 - $48.59

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2021	2,493	$299	$105.01	$93.28 - $110.92
Q3 2021	2,382	$257	$98.91	$91.25 - $105.90
Q2 2021	2,503	$290	$99.29	$88.58 - $106.46
Q3 2020	2,668	$208	$67.99	$61.38 - $73.22
Q4 2019	1,926	$205	$84.53	$70.73 - $91.70
Q2 2014	500	$32,105	$45.46	$42.93 - $48.59