NORTHERN TR CORP

Ticker: NTRS CUSIP: 665859104 Class: COM

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015

Shares 16 Value ($000) $1 Avg Close $51.14 Range $45.68 - $54.62

Q4 2014

Shares 16 Value ($000) $1 Avg Close $49.58 Range $45.22 - $51.59

Q3 2014

Shares 280 Value ($000) $19 Avg Close $49.84 Range $46.73 - $52.70

Q2 2014

Shares 279 Value ($000) $18 Avg Close $45.46 Range $42.93 - $48.59

Q1 2014

Shares 277 Value ($000) $18 Avg Close $45.55 Range $42.73 - $49.47

Q4 2013

Shares 275 Value ($000) $17 Avg Close $41.82 Range $38.19 - $45.43

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2015	16	$1	$51.14	$45.68 - $54.62
Q4 2014	16	$1	$49.58	$45.22 - $51.59
Q3 2014	280	$19	$49.84	$46.73 - $52.70
Q2 2014	279	$18	$45.46	$42.93 - $48.59
Q1 2014	277	$18	$45.55	$42.73 - $49.47
Q4 2013	275	$17	$41.82	$38.19 - $45.43