NORTHERN TRUST CORP PREF SHARE

CUSIP: 665859872 Class: STOCK

FNY Investment Advisers, LLC's Holding History (CIK: 0001742998)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 1,200 Value ($000) $30 Avg Close — Range —
Q1 2019
Shares 2,000 Value ($000) $50 Avg Close — Range —
Q3 2018
Shares 5,600 Value ($000) $142 Avg Close — Range —