NORTHWEST BIOTHERAPEUTICS IN

CUSIP: 66737P113 Class: *W EXP 99/99/999

Allianz Asset Management GmbH's Holding History (CIK: 0001535323)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 81,620 Value ($000) $501 Avg Close — Range —
Q1 2015
Shares 163,240 Value ($000) $734 Avg Close — Range —
Q4 2014
Shares 163,240 Value ($000) $432 Avg Close — Range —
Q3 2014
Shares 81,620 Value ($000) $245 Avg Close — Range —
Q2 2014
Shares 81,620 Value ($000) $310 Avg Close — Range —
Q1 2014
Shares 90,050 Value ($000) $437 Avg Close — Range —
Q4 2013
Shares 90,050 Value ($000) $249 Avg Close — Range —
Q3 2013
Shares 90,050 Value ($000) $180 Avg Close — Range —
Q2 2013
Shares 90,050 Value ($000) $135 Avg Close — Range —