NORTHWEST BIOTHERAPEUTICS IN

CUSIP: 66737P113 Class: *W EXP 99/99/999

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 1,508 Value ($000) $1 Avg Close — Range —
Q4 2015
Shares 162 Value ($000) $0 Avg Close — Range —
Q3 2015
Shares 963 Value ($000) $3 Avg Close — Range —