NORTHWEST BIOTHERAPEUTICS IN

Ticker: NWBO CUSIP: 66737P600 Class: COM

JPMORGAN CHASE & CO's Holding History (CIK: 0000019617)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 1,726 Value ($000) $1 Avg Close $0.46 Range $0.32 - $0.76

Q2 2016

Shares 1,734 Value ($000) $1 Avg Close $1.07 Range $0.55 - $1.84

Q4 2015

Shares 1,683 Value ($000) $5 Avg Close $4.81 Range $3.08 - $6.90

Q1 2015

Shares 38,630 Value ($000) $285 Avg Close $6.73 Range $5.25 - $8.76

Q1 2014

Shares 39,199 Value ($000) $284 Avg Close $5.93 Range $3.84 - $10.64

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	1,726	$1	$0.46	$0.32 - $0.76
Q2 2016	1,734	$1	$1.07	$0.55 - $1.84
Q4 2015	1,683	$5	$4.81	$3.08 - $6.90
Q1 2015	38,630	$285	$6.73	$5.25 - $8.76
Q1 2014	39,199	$284	$5.93	$3.84 - $10.64