NORTHWEST BIOTHERAPEUTICS IN

Ticker: NWBO CUSIP: 66737P600 Class: COM

FRANKLIN RESOURCES INC's Holding History (CIK: 0000038777)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014

Shares 1,025,540 Value ($000) $5,158 Avg Close $6.14 Range $4.98 - $7.52

Q2 2014

Shares 1,088,119 Value ($000) $7,301 Avg Close $6.36 Range $4.87 - $9.35

Q1 2014

Shares 2,515,944 Value ($000) $18,215 Avg Close $5.93 Range $3.84 - $10.64

Q4 2013

Shares 2,174,144 Value ($000) $8,197 Avg Close $3.87 Range $3.10 - $6.89

Q3 2013

Shares 2,174,144 Value ($000) $7,283 Avg Close $3.48 Range $3.14 - $3.90

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2014	1,025,540	$5,158	$6.14	$4.98 - $7.52
Q2 2014	1,088,119	$7,301	$6.36	$4.87 - $9.35
Q1 2014	2,515,944	$18,215	$5.93	$3.84 - $10.64
Q4 2013	2,174,144	$8,197	$3.87	$3.10 - $6.89
Q3 2013	2,174,144	$7,283	$3.48	$3.14 - $3.90