NORTHWEST BIOTHERAPEUTICS IN

Ticker: NWBO CUSIP: 66737P600 Class: COM

STATE STREET CORP's Holding History (CIK: 0000093751)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 24,400 Value ($000) $14 Avg Close $0.46 Range $0.32 - $0.76

Q2 2016

Shares 24,400 Value ($000) $15 Avg Close $1.07 Range $0.55 - $1.84

Q1 2016

Shares 848,192 Value ($000) $1,236 Avg Close $1.97 Range $1.28 - $3.18

Q4 2015

Shares 692,484 Value ($000) $2,215 Avg Close $4.81 Range $3.08 - $6.90

Q3 2015

Shares 694,007 Value ($000) $4,341 Avg Close $9.35 Range $5.85 - $12.55

Q2 2015

Shares 597,540 Value ($000) $5,936 Avg Close $8.76 Range $7.05 - $10.79

Q1 2015

Shares 475,548 Value ($000) $3,507 Avg Close $6.73 Range $5.25 - $8.76

Q4 2014

Shares 396,503 Value ($000) $2,119 Avg Close $5.12 Range $3.79 - $6.15

Q3 2014

Shares 342,643 Value ($000) $1,725 Avg Close $6.14 Range $4.98 - $7.52

Q2 2014

Shares 327,945 Value ($000) $2,202 Avg Close $6.36 Range $4.87 - $9.35

Q1 2014

Shares 12,600 Value ($000) $91 Avg Close $5.93 Range $3.84 - $10.64

Q4 2013

Shares 12,000 Value ($000) $45 Avg Close $3.87 Range $3.10 - $6.89

Q3 2013

Shares 12,000 Value ($000) $40 Avg Close $3.48 Range $3.14 - $3.90

Q2 2013

Shares 12,000 Value ($000) $40 Avg Close $3.62 Range $3.12 - $4.64

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	24,400	$14	$0.46	$0.32 - $0.76
Q2 2016	24,400	$15	$1.07	$0.55 - $1.84
Q1 2016	848,192	$1,236	$1.97	$1.28 - $3.18
Q4 2015	692,484	$2,215	$4.81	$3.08 - $6.90
Q3 2015	694,007	$4,341	$9.35	$5.85 - $12.55
Q2 2015	597,540	$5,936	$8.76	$7.05 - $10.79
Q1 2015	475,548	$3,507	$6.73	$5.25 - $8.76
Q4 2014	396,503	$2,119	$5.12	$3.79 - $6.15
Q3 2014	342,643	$1,725	$6.14	$4.98 - $7.52
Q2 2014	327,945	$2,202	$6.36	$4.87 - $9.35
Q1 2014	12,600	$91	$5.93	$3.84 - $10.64
Q4 2013	12,000	$45	$3.87	$3.10 - $6.89
Q3 2013	12,000	$40	$3.48	$3.14 - $3.90
Q2 2013	12,000	$40	$3.62	$3.12 - $4.64