NORTHWEST BIOTHERAPEUTICS IN

Ticker: NWBO CUSIP: 66737P600 Class: COM

NEW YORK STATE COMMON RETIREMENT FUND's Holding History (CIK: 0000810265)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016

Shares 12,800 Value ($000) $7 Avg Close $1.07 Range $0.55 - $1.84

Q1 2016

Shares 42,700 Value ($000) $62 Avg Close $1.97 Range $1.28 - $3.18

Q4 2015

Shares 42,700 Value ($000) $137 Avg Close $4.81 Range $3.08 - $6.90

Q3 2015

Shares 42,700 Value ($000) $267 Avg Close $9.35 Range $5.85 - $12.55

Q2 2015

Shares 47,562 Value ($000) $472 Avg Close $8.76 Range $7.05 - $10.79

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2016	12,800	$7	$1.07	$0.55 - $1.84
Q1 2016	42,700	$62	$1.97	$1.28 - $3.18
Q4 2015	42,700	$137	$4.81	$3.08 - $6.90
Q3 2015	42,700	$267	$9.35	$5.85 - $12.55
Q2 2015	47,562	$472	$8.76	$7.05 - $10.79