NORTHWEST BIOTHERAPEUTICS IN

Ticker: NWBO CUSIP: 66737P600 Class: COM

UBS ASSET MANAGEMENT AMERICAS INC's Holding History (CIK: 0000861177)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016

Shares 26,700 Value ($000) $39 Avg Close $1.97 Range $1.28 - $3.18

Q4 2015

Shares 26,700 Value ($000) $85 Avg Close $4.81 Range $3.08 - $6.90

Q3 2015

Shares 26,700 Value ($000) $167 Avg Close $9.35 Range $5.85 - $12.55

Q2 2015

Shares 24,100 Value ($000) $239 Avg Close $8.76 Range $7.05 - $10.79

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2016	26,700	$39	$1.97	$1.28 - $3.18
Q4 2015	26,700	$85	$4.81	$3.08 - $6.90
Q3 2015	26,700	$167	$9.35	$5.85 - $12.55
Q2 2015	24,100	$239	$8.76	$7.05 - $10.79