NORTHWEST BIOTHERAPEUTICS IN

Ticker: NWBO CUSIP: 66737P600 Class: COM

MORGAN STANLEY's Holding History (CIK: 0000895421)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 213,755 Value ($000) $116 Avg Close $0.46 Range $0.32 - $0.76

Q2 2016

Shares 230,178 Value ($000) $134 Avg Close $1.07 Range $0.55 - $1.84

Q1 2016

Shares 316,898 Value ($000) $462 Avg Close $1.97 Range $1.28 - $3.18

Q4 2015

Shares 355,763 Value ($000) $1,138 Avg Close $4.81 Range $3.08 - $6.90

Q3 2015

Shares 230,069 Value ($000) $1,438 Avg Close $9.35 Range $5.85 - $12.55

Q2 2015

Shares 296,323 Value ($000) $2,943 Avg Close $8.76 Range $7.05 - $10.79

Q1 2015

Shares 201,821 Value ($000) $1,487 Avg Close $6.73 Range $5.25 - $8.76

Q4 2014

Shares 278,479 Value ($000) $1,490 Avg Close $5.12 Range $3.79 - $6.15

Q3 2014

Shares 235,386 Value ($000) $1,184 Avg Close $6.14 Range $4.98 - $7.52

Q2 2014

Shares 218,214 Value ($000) $1,464 Avg Close $6.36 Range $4.87 - $9.35

Q1 2014

Shares 212,660 Value ($000) $1,539 Avg Close $5.93 Range $3.84 - $10.64

Q4 2013

Shares 32,949 Value ($000) $124 Avg Close $3.87 Range $3.10 - $6.89

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	213,755	$116	$0.46	$0.32 - $0.76
Q2 2016	230,178	$134	$1.07	$0.55 - $1.84
Q1 2016	316,898	$462	$1.97	$1.28 - $3.18
Q4 2015	355,763	$1,138	$4.81	$3.08 - $6.90
Q3 2015	230,069	$1,438	$9.35	$5.85 - $12.55
Q2 2015	296,323	$2,943	$8.76	$7.05 - $10.79
Q1 2015	201,821	$1,487	$6.73	$5.25 - $8.76
Q4 2014	278,479	$1,490	$5.12	$3.79 - $6.15
Q3 2014	235,386	$1,184	$6.14	$4.98 - $7.52
Q2 2014	218,214	$1,464	$6.36	$4.87 - $9.35
Q1 2014	212,660	$1,539	$5.93	$3.84 - $10.64
Q4 2013	32,949	$124	$3.87	$3.10 - $6.89