NORTHWEST BIOTHERAPEUTICS IN

Ticker: NWBO CUSIP: 66737P600 Class: COM

DEUTSCHE BANK AG\'s Holding History (CIK: 0000948046)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 5 Value ($000) $0 Avg Close $0.46 Range $0.32 - $0.76
Q2 2016
Shares 426,411 Value ($000) $247 Avg Close $1.07 Range $0.55 - $1.84
Q1 2016
Shares 145,616 Value ($000) $212 Avg Close $1.97 Range $1.28 - $3.18
Q4 2015
Shares 15,659 Value ($000) $49 Avg Close $4.81 Range $3.08 - $6.90
Q3 2015
Shares 18,367 Value ($000) $113 Avg Close $9.35 Range $5.85 - $12.55
Q2 2015
Shares 11,248 Value ($000) $111 Avg Close $8.76 Range $7.05 - $10.79
Q1 2015
Shares 68 Value ($000) $0 Avg Close $6.73 Range $5.25 - $8.76
Q4 2014
Shares 24 Value ($000) $0 Avg Close $5.12 Range $3.79 - $6.15
Q3 2014
Shares 334 Value ($000) $1 Avg Close $6.14 Range $4.98 - $7.52
Q2 2014
Shares 174 Value ($000) $1 Avg Close $6.36 Range $4.87 - $9.35
Q1 2014
Shares 4,748 Value ($000) $34 Avg Close $5.93 Range $3.84 - $10.64
Q4 2013
Shares 266 Value ($000) $1 Avg Close $3.87 Range $3.10 - $6.89