NORTHWEST BIOTHERAPEUTICS IN

Ticker: NWBO CUSIP: 66737P600 Class: COM

D. E. Shaw & Co., Inc.'s Holding History (CIK: 0001009207)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 35,775 Value ($000) $52 Avg Close $1.97 Range $1.28 - $3.18
Q4 2015
Shares 20,995 Value ($000) $67 Avg Close $4.81 Range $3.08 - $6.90
Q3 2015
Shares 83,476 Value ($000) $522 Avg Close $9.35 Range $5.85 - $12.55
Q2 2015
Shares 68,498 Value ($000) $680 Avg Close $8.76 Range $7.05 - $10.79
Q1 2015
Shares 13,106 Value ($000) $97 Avg Close $6.73 Range $5.25 - $8.76
Q4 2014
Shares 14,672 Value ($000) $78 Avg Close $5.12 Range $3.79 - $6.15
Q3 2014
Shares 25,725 Value ($000) $129 Avg Close $6.14 Range $4.98 - $7.52
Q2 2014
Shares 141,397 Value ($000) $949 Avg Close $6.36 Range $4.87 - $9.35