NORTHWEST BIOTHERAPEUTICS IN

Ticker: NWBO CUSIP: 66737P600 Class: COM

Voya Investment Management LLC's Holding History (CIK: 0001068837)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 20,180 Value ($000) $29 Avg Close $1.97 Range $1.28 - $3.18
Q4 2015
Shares 20,180 Value ($000) $65 Avg Close $4.81 Range $3.08 - $6.90
Q3 2015
Shares 20,180 Value ($000) $126 Avg Close $9.35 Range $5.85 - $12.55
Q2 2015
Shares 27,646 Value ($000) $275 Avg Close $8.76 Range $7.05 - $10.79
Q1 2015
Shares 27,646 Value ($000) $204 Avg Close $6.73 Range $5.25 - $8.76
Q4 2014
Shares 27,646 Value ($000) $148 Avg Close $5.12 Range $3.79 - $6.15
Q3 2014
Shares 27,646 Value ($000) $139 Avg Close $6.14 Range $4.98 - $7.52
Q2 2014
Shares 27,646 Value ($000) $186 Avg Close $6.36 Range $4.87 - $9.35