NORTHWEST BIOTHERAPEUTICS IN

Ticker: NWBO CUSIP: 66737P600 Class: COM

NOMURA HOLDINGS INC's Holding History (CIK: 0001163653)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014

Shares 10,400 Value ($000) $71 Avg Close $6.36 Range $4.87 - $9.35

Q3 2013

Shares 33,100 Value ($000) $111 Avg Close $3.48 Range $3.14 - $3.90

Q2 2013

Shares 30,100 Value ($000) $100 Avg Close $3.62 Range $3.12 - $4.64

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2014	10,400	$71	$6.36	$4.87 - $9.35
Q3 2013	33,100	$111	$3.48	$3.14 - $3.90
Q2 2013	30,100	$100	$3.62	$3.12 - $4.64