NORTHWEST BIOTHERAPEUTICS IN

Ticker: NWBO CUSIP: 66737P600 Class: COM

GEODE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001214717)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 255,495 Value ($000) $139 Avg Close $0.46 Range $0.32 - $0.76

Q2 2016

Shares 255,219 Value ($000) $148 Avg Close $1.07 Range $0.55 - $1.84

Q1 2016

Shares 302,182 Value ($000) $441 Avg Close $1.97 Range $1.28 - $3.18

Q4 2015

Shares 298,336 Value ($000) $954 Avg Close $4.81 Range $3.08 - $6.90

Q3 2015

Shares 297,803 Value ($000) $1,860 Avg Close $9.35 Range $5.85 - $12.55

Q2 2015

Shares 307,783 Value ($000) $3,056 Avg Close $8.76 Range $7.05 - $10.79

Q1 2015

Shares 237,609 Value ($000) $1,751 Avg Close $6.73 Range $5.25 - $8.76

Q4 2014

Shares 226,831 Value ($000) $1,213 Avg Close $5.12 Range $3.79 - $6.15

Q3 2014

Shares 222,214 Value ($000) $1,117 Avg Close $6.14 Range $4.98 - $7.52

Q2 2014

Shares 220,093 Value ($000) $1,476 Avg Close $6.36 Range $4.87 - $9.35

Q1 2014

Shares 157,725 Value ($000) $1,141 Avg Close $5.93 Range $3.84 - $10.64

Q4 2013

Shares 96,193 Value ($000) $362 Avg Close $3.87 Range $3.10 - $6.89

Q3 2013

Shares 63,360 Value ($000) $212 Avg Close $3.48 Range $3.14 - $3.90

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	255,495	$139	$0.46	$0.32 - $0.76
Q2 2016	255,219	$148	$1.07	$0.55 - $1.84
Q1 2016	302,182	$441	$1.97	$1.28 - $3.18
Q4 2015	298,336	$954	$4.81	$3.08 - $6.90
Q3 2015	297,803	$1,860	$9.35	$5.85 - $12.55
Q2 2015	307,783	$3,056	$8.76	$7.05 - $10.79
Q1 2015	237,609	$1,751	$6.73	$5.25 - $8.76
Q4 2014	226,831	$1,213	$5.12	$3.79 - $6.15
Q3 2014	222,214	$1,117	$6.14	$4.98 - $7.52
Q2 2014	220,093	$1,476	$6.36	$4.87 - $9.35
Q1 2014	157,725	$1,141	$5.93	$3.84 - $10.64
Q4 2013	96,193	$362	$3.87	$3.10 - $6.89
Q3 2013	63,360	$212	$3.48	$3.14 - $3.90