NORTHWEST BIOTHERAPEUTICS IN

Ticker: NWBO CUSIP: 66737P600 Class: COM

WHITEBOX ADVISORS LLC's Holding History (CIK: 0001257391)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015

Shares 15,078 Value ($000) $94 Avg Close $9.35 Range $5.85 - $12.55

Q2 2015

Shares 160,818 Value ($000) $1,597 Avg Close $8.76 Range $7.05 - $10.79

Q3 2014

Shares 20,000 Value ($000) $101 Avg Close $6.14 Range $4.98 - $7.52

Q4 2013

Shares 548,367 Value ($000) $2,067 Avg Close $3.87 Range $3.10 - $6.89

Q3 2013

Shares 281,690 Value ($000) $946 Avg Close $3.48 Range $3.14 - $3.90

Q2 2013

Shares 760,415 Value ($000) $2,540 Avg Close $3.62 Range $3.12 - $4.64

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2015	15,078	$94	$9.35	$5.85 - $12.55
Q2 2015	160,818	$1,597	$8.76	$7.05 - $10.79
Q3 2014	20,000	$101	$6.14	$4.98 - $7.52
Q4 2013	548,367	$2,067	$3.87	$3.10 - $6.89
Q3 2013	281,690	$946	$3.48	$3.14 - $3.90
Q2 2013	760,415	$2,540	$3.62	$3.12 - $4.64