NORTHWEST BIOTHERAPEUTICS IN

Ticker: NWBO CUSIP: 66737P600 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 27,644 Value ($000) $15 Avg Close $0.46 Range $0.32 - $0.76
Q2 2016
Shares 12,251 Value ($000) $7 Avg Close $1.07 Range $0.55 - $1.84
Q1 2016
Shares 13,290 Value ($000) $20 Avg Close $1.97 Range $1.28 - $3.18
Q4 2015
Shares 18,760 Value ($000) $60 Avg Close $4.81 Range $3.08 - $6.90
Q3 2015
Shares 11,606 Value ($000) $73 Avg Close $9.35 Range $5.85 - $12.55
Q2 2015
Shares 10,846 Value ($000) $108 Avg Close $8.76 Range $7.05 - $10.79
Q1 2015
Shares 11,968 Value ($000) $88 Avg Close $6.73 Range $5.25 - $8.76
Q4 2014
Shares 10,851 Value ($000) $58 Avg Close $5.12 Range $3.79 - $6.15
Q2 2014
Shares 18,877 Value ($000) $126 Avg Close $6.36 Range $4.87 - $9.35
Q1 2014
Shares 13,926 Value ($000) $101 Avg Close $5.93 Range $3.84 - $10.64
Q4 2013
Shares 10,760 Value ($000) $41 Avg Close $3.87 Range $3.10 - $6.89
Q3 2013
Shares 10,122 Value ($000) $34 Avg Close $3.48 Range $3.14 - $3.90