NORTHWEST BIOTHERAPEUTICS IN

Ticker: NWBO CUSIP: 66737P600 Class: COM

Zurcher Kantonalbank (Zurich Cantonalbank)'s Holding History (CIK: 0001368163)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 300 Value ($000) $0 Avg Close $0.46 Range $0.32 - $0.76

Q2 2016

Shares 300 Value ($000) $0 Avg Close $1.07 Range $0.55 - $1.84

Q1 2016

Shares 1,716 Value ($000) $3 Avg Close $1.97 Range $1.28 - $3.18

Q4 2015

Shares 106,723 Value ($000) $342 Avg Close $4.81 Range $3.08 - $6.90

Q3 2015

Shares 102,561 Value ($000) $641 Avg Close $9.35 Range $5.85 - $12.55

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	300	$0	$0.46	$0.32 - $0.76
Q2 2016	300	$0	$1.07	$0.55 - $1.84
Q1 2016	1,716	$3	$1.97	$1.28 - $3.18
Q4 2015	106,723	$342	$4.81	$3.08 - $6.90
Q3 2015	102,561	$641	$9.35	$5.85 - $12.55