NORTHWEST BIOTHERAPEUTICS IN

Ticker: NWBO CUSIP: 66737P600 Class: COM

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 60,405 Value ($000) $33 Avg Close $0.46 Range $0.32 - $0.76
Q2 2016
Shares 72,927 Value ($000) $43 Avg Close $1.07 Range $0.55 - $1.84
Q1 2016
Shares 245,559 Value ($000) $358 Avg Close $1.97 Range $1.28 - $3.18
Q4 2015
Shares 244,372 Value ($000) $782 Avg Close $4.81 Range $3.08 - $6.90
Q3 2015
Shares 226,389 Value ($000) $1,415 Avg Close $9.35 Range $5.85 - $12.55
Q2 2015
Shares 232,605 Value ($000) $2,310 Avg Close $8.76 Range $7.05 - $10.79
Q1 2015
Shares 160,755 Value ($000) $1,185 Avg Close $6.73 Range $5.25 - $8.76
Q4 2014
Shares 153,680 Value ($000) $822 Avg Close $5.12 Range $3.79 - $6.15
Q3 2014
Shares 151,004 Value ($000) $760 Avg Close $6.14 Range $4.98 - $7.52
Q2 2014
Shares 149,234 Value ($000) $1,002 Avg Close $6.36 Range $4.87 - $9.35
Q1 2014
Shares 39,185 Value ($000) $284 Avg Close $5.93 Range $3.84 - $10.64
Q4 2013
Shares 31,416 Value ($000) $118 Avg Close $3.87 Range $3.10 - $6.89