NORTHWEST BIOTHERAPEUTICS IN

Ticker: NWBO CUSIP: 66737P600 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 96,456 Value ($000) $41 Avg Close $0.46 Range $0.32 - $0.76
Q2 2016
Shares 99,456 Value ($000) $49 Avg Close $1.07 Range $0.55 - $1.84
Q1 2016
Shares 199,658 Value ($000) $299 Avg Close $1.97 Range $1.28 - $3.18
Q4 2015
Shares 200,658 Value ($000) $612 Avg Close $4.81 Range $3.08 - $6.90
Q3 2015
Shares 101,329 Value ($000) $671 Avg Close $9.35 Range $5.85 - $12.55
Q2 2015
Shares 105,579 Value ($000) $1,062 Avg Close $8.76 Range $7.05 - $10.79
Q1 2015
Shares 95,985 Value ($000) $701 Avg Close $6.73 Range $5.25 - $8.76
Q4 2014
Shares 84,985 Value ($000) $455 Avg Close $5.12 Range $3.79 - $6.15
Q3 2014
Shares 80,442 Value ($000) $389 Avg Close $6.14 Range $4.98 - $7.52
Q2 2014
Shares 71,342 Value ($000) $479 Avg Close $6.36 Range $4.87 - $9.35