NORTHWEST BIOTHERAPEUTICS IN

Ticker: NWBO CUSIP: 66737P600 Class: COM

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014

Shares 2,000 Value ($000) $11 Avg Close $5.12 Range $3.79 - $6.15

Q2 2014

Shares 2,000 Value ($000) $13,420 Avg Close $6.36 Range $4.87 - $9.35

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2014	2,000	$11	$5.12	$3.79 - $6.15
Q2 2014	2,000	$13,420	$6.36	$4.87 - $9.35