NORTHWEST BIOTHERAPEUTICS IN

Ticker: NWBO CUSIP: 66737P600 Class: COM

Moors & Cabot, Inc.'s Holding History (CIK: 0001607239)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015

Shares 10,000 Value ($000) $30 Avg Close $4.81 Range $3.08 - $6.90

Q2 2015

Shares 11,100 Value ($000) $111 Avg Close $8.76 Range $7.05 - $10.79

Q1 2015

Shares 15,100 Value ($000) $107 Avg Close $6.73 Range $5.25 - $8.76

Q4 2014

Shares 15,100 Value ($000) $77 Avg Close $5.12 Range $3.79 - $6.15

Q3 2014

Shares 21,300 Value ($000) $107 Avg Close $6.14 Range $4.98 - $7.52

Q2 2014

Shares 23,300 Value ($000) $158 Avg Close $6.36 Range $4.87 - $9.35

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2015	10,000	$30	$4.81	$3.08 - $6.90
Q2 2015	11,100	$111	$8.76	$7.05 - $10.79
Q1 2015	15,100	$107	$6.73	$5.25 - $8.76
Q4 2014	15,100	$77	$5.12	$3.79 - $6.15
Q3 2014	21,300	$107	$6.14	$4.98 - $7.52
Q2 2014	23,300	$158	$6.36	$4.87 - $9.35