NORTHWEST BIOTHERAPEUTICS IN

Ticker: NWBO CUSIP: 66737P600 Class: COM

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 9,012 Value ($000) $5 Avg Close $0.46 Range $0.32 - $0.76
Q2 2016
Shares 9,612 Value ($000) $6 Avg Close $1.07 Range $0.55 - $1.84
Q1 2016
Shares 17,531 Value ($000) $26 Avg Close $1.97 Range $1.28 - $3.18
Q4 2015
Shares 17,748 Value ($000) $57 Avg Close $4.81 Range $3.08 - $6.90
Q3 2015
Shares 17,810 Value ($000) $112 Avg Close $9.35 Range $5.85 - $12.55
Q2 2015
Shares 13,093 Value ($000) $130 Avg Close $8.76 Range $7.05 - $10.79
Q1 2015
Shares 16,056 Value ($000) $119 Avg Close $6.73 Range $5.25 - $8.76
Q4 2014
Shares 15,703 Value ($000) $84 Avg Close $5.12 Range $3.79 - $6.15