NOVABAY PHARMACEUTICALS INC

CUSIP: 66987P102 Class: COM

Invesco Ltd.'s Holding History (CIK: 0000914208)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 18,000 Value ($000) $22 Avg Close — Range —
Q3 2013
Shares 18,000 Value ($000) $31 Avg Close — Range —
Q2 2013
Shares 18,000 Value ($000) $25 Avg Close — Range —