NOVABAY PHARMACEUTICALS INC

CUSIP: 66987P102 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 17,743 Value ($000) $14 Avg Close — Range —
Q1 2014
Shares 19,517 Value ($000) $23 Avg Close — Range —
Q4 2013
Shares 15,084 Value ($000) $19 Avg Close — Range —
Q3 2013
Shares 14,192 Value ($000) $24 Avg Close — Range —
Q2 2013
Shares 14,192 Value ($000) $20 Avg Close — Range —